Partner, McCarthy Tétrault, former Vice-Chair, Ontario Securities Commission
Wendy Berman, a partner and leader of the securities litigation practice at McCarthy Tétrault, is one of Canada’s foremost securities litigators with extensive experience in complex commercial and securities-related litigation. She has exceptional expertise in corporate misconduct investigations, shareholders’ remedies, securities class actions, securities regulatory investigations and proceedings, litigation aspects of proxy contests, take-over bids and other acquisitions, and corporate governance. Wendy has acted for public companies and their directors and officers in some of Canada’s largest and most significant investigations and proceedings relating to allegations of corporate misconduct, disclosure violations, fraud and insider trading. She advises clients on managing and responding to corporate crisis situations.
From June 2020 to December 2021, Wendy served as Vice-Chair of the Ontario Securities Commission. During her tenure, she was a member of the Commission, its board of directors, adjudicative committee and executive team. Wendy chaired or participated as a member of tribunal panels that decided securities enforcement and transaction-related proceedings and appeals of decisions of self-regulatory organizations. She was also executive sponsor for a number of important securities policy and rule-making initiatives, including mandatory climate-related disclosure and broader diversity.